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Introduction
Although educators often disagree about many other
aspects of literacy, there appears to be universal agreement that the primary
goal and purpose of reading is to comprehend text—to understand what we read.
Even more impressively, there is a consensus about the nature of
comprehension. Comprehension is not just the by-product of accurate word
recognition. Instead, we know that comprehension is a complex process that
requires active and intentional cognitive effort on the part of the reader.
Development: Prior Knowledge, Background Experience, and Vocabulary
It
is difficult to over-estimate the influence of children's prior knowledge and
their experience. In their review of children's learning from text, Alexander
and Jetton (2000) conclude, "Of all the factors (involved in learning from
text), none exerts more influence on what students understand and remember
than the knowledge they possess."
Over the past three decades, research findings have consistently demonstrated
how prior knowledge and experience influence reading comprehension (Lipson
1982). Simply put, the more accurate and elaborated knowledge readers have
about the ideas, concepts, or events described in the text, the better they
will understand it. On the other hand, limited information and/or
misconceptions create obstacles to comprehension. When people (not just
children or poor readers) read unfamiliar text, they read more slowly, they
remember less, they construct meanings that are inconsistent with the
author's, and they sometimes reject the text information outright.
In their important book, Preventing Reading Difficulties in Young Children
(Snow, Burns, and Griffin 1998), a panel of nationally renowned experts
concluded that
The breadth and depth of a child's literacy experiences determine not only how
many and what kinds of words she or he will encounter but also the background
knowledge with which a child can conceptualize the meaning of any new word and
the orthographic knowledge that frees that meaning from the printed page.
Every opportunity should be taken to extend and enrich children's background
knowledge and understanding in every way possible, for the ultimate
significance and memorability of any word or text depends on whether children
possess the background knowledge and conceptual sophistication to understand
its meaning.
This conclusion highlights the strong connection between readers' prior
knowledge and their vocabulary development.
The importance of vocabulary development as a major contributor to reading
comprehension has long been acknowledged and widely studied (see Beck,
McKeown, and Omanson 1999). In Preventing Reading Difficulties in Young
Children, the authors describe why vocabulary development might predict
reading comprehension:
Written text places high demands on vocabulary knowledge. Even the words used
in children's books are more rare than those used in adult conversations and
prime time television. Learning new concepts and words that encode them is
essential to comprehension development.
There is a reciprocal relationship between readers' prior knowledge/vocabulary
development and their ability to read and understand a wide variety of texts.
Not surprisingly, the research suggests that English language learners (ELL) "
. . . who develop a strong linguistic and cognitive base in their primary
language tend to transfer those attitudes and skills to the other language and
culture (they are learning)" (Ovando 1993), and are more successful at
learning to read and write in English (Hudleson 1987).
Good prior knowledge and appropriate experiences certainly enhance
comprehension, but wide and engaging reading also expands vocabulary and
promotes conceptual development. The massive amounts of vocabulary that
children need to learn, and that most do learn, has led many researchers to
the conclusion that most vocabulary must be acquired incidentally through
wide, frequent reading. There is evidence that reading materials are far
richer in vocabulary content than oral language. There is also some evidence
that students can be taught strategies that increase their ability to derive
the meaning of words that they encounter in their reading.
Experience with books helps develop students' vocabulary, but it also helps
children to develop a different sort of prior knowledge, equally important for
comprehension. Young children often do not fully understand how stories
work—especially complex stories with multiple problems. Researchers have found
that young children often understand and remember only some parts of stories
(Lipson, Mosenthal, and Mekkelsen 1999).
As children grow, they read and hear increasingly complex texts, and they
become more able to grasp the subtler aspects of them. Not surprisingly,
children not only understand them better while reading, but they are also more
likely to include these components in their own writing. By sixth grade, young
readers and writers should be able to use a wide range of knowledge, extensive
vocabulary, and broad experience to understand and write texts.
The Influence of Text: Understanding Different Types of Texts
Even
when readers have much experience and good prior knowledge, their
comprehension varies depending on the type of text they are reading. Certainly
it is no surprise that "harder" material is more difficult to understand than
"easier" material. But what makes a text harder or easier to read and
understand?
Some of the factors are important for all readers, and others are more
important for beginning readers than for more mature and highly skilled
readers. For example, the relationship between the pictures and text can make
a big difference in how well very young children understand a story. Indeed,
research suggests that pictured events and concepts are significantly more
likely to be recalled than non-pictured events (Lipson et al. 1999). If the
pictures are central to and support the main themes and ideas of the story,
this is good. If, however, the pictures are not supportive, or draw children's
attention to unimportant side events (called "seductive details") this can
pose problems (Alexander and Jetton 2000). Older, more mature readers do not
rely so heavily on pictures to comprehend the stories or texts they read.
Some features of text influence comprehension for all readers. Aspects of text
such as its structure, complexity, and genre affect understanding even when
readers are very accurate decoders (Goldman and Rakestraw 2000; Lipson et al.
1999).
Text Structures: Narrative
Generally speaking, we organize
texts in two large categories: narrative (stories) and exposition (explanation
of facts and concepts). These two types of text are different in both purpose
and organization. For example, people generally read stories for
entertainment, although we may learn from them as well. We read expository
text to learn new or clarify old information, although these texts can be
extremely interesting and entertaining.
Narratives typically share a common set of features and structures called a
"story grammar" (Stein and Glenn 1979). Readers who understand how stories are
organized can use this information to help them understand better. When the
features of narrative texts are "mapped," children often read and comprehend
the stories better and more easily. All narrative texts have
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a setting, either physical or psychological (time/place/mental state)
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characters, the major players in the story
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a problem, or initiating event, something that gets the story started
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important events, related to the problem
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an outcome or resolution, events or consequences that resolve the problem
In addition, most narratives have a theme, a major idea or important concept
that the author is trying to convey. There may be more than one theme in a
complex narrative, and these ideas are generally more universal than concrete
(e.g., "friends stand by each other and help out when needed").
Although children often find narratives easier to read, they may not always
understand the more subtle aspects of stories such as the motives or goals of
characters or the theme of the story. In addition, there are different genres
of narrative texts, and children do not usually have extensive experience with
all these different types of stories. For example, they may be quite
comfortable reading and understanding simple realistic fiction, but they may
not have encountered historical fiction or more sophisticated fantasies. Both
exposure and good instruction are usually needed to help children read and
understand a broad range of different genres.
Text Structures: Exposition
Expository texts are organized
differently than narratives because they are written for a different purpose.
We read exposition to learn new information, about a different point of view,
or to clarify confusions.
The ideas within a text can be organized in a number of different ways.
Teachers and children often focus on the sequence of events and, indeed, these
are important in many narrative stories. In exposition, however, the major
ideas and events in the text are often not organized according to sequence,
but rather by some other text structure.
Not all text structures are equally easy to understand. Stories tend to be
easier to understand than exposition for many young readers and, within
expository texts, certain organizational patterns are easier than others
(Armbruster 1984). For example, cause-effect is more challenging for children
than sequence (see graphic organizers in the discussion of instruction).
How Do Children Comprehend?
Not too long ago, both reading
experts and teachers assumed that reading comprehension occurred as a natural
by-product of accurate word recognition. However, over the past three decades
researchers have pointed to a more complicated explanation. There is strong
agreement that comprehension is a complex cognitive activity that relies on
excellent fluency, vocabulary, and prior knowledge. In addition, "active
interactive strategic processes are critically necessary to the development of
reading comprehension," (National Reading Panel 2000). Good readers intend to
understand—it is not a passive activity that occurs without effort. Teachers
and students alike must understand the active, purposeful nature of
comprehension.
The Role of Strategies
Reading ability—both comprehension and
word recognition—is facilitated when readers use strategies. Even very young
children can and do employ strategies during reading, so a solid reading
program should introduce and sustain a strategic approach to reading
throughout grades K–6. For children in grades 4–8, strategic reading is
absolutely essential. The texts and tasks that readers regularly encounter in
those grades are more conceptually demanding, are more complex in both form
and function, and often address topics or domain knowledge that is unfamiliar.
Importantly, even able readers can benefit from explicit instruction and
effective instructional support (National Reading Panel 2000).
The obvious next question is, "Are there some strategies that really help
readers and writers to be more competent—to read and write better?" The answer
is clearly "Yes," although the particular list of essential strategies might
vary slightly from one educator or researcher to another. There are two things
that most experts agree are essential to understand. First, the number of
these strategies is small—it isn't a long list of discrete abilities. Second,
these strategies, individually, are not as important as a "strategic
approach." As Dole and others have argued, "The goal of instruction would be
to develop (in students) a sense of conscious control, or metacognitive
awareness, over a set of strategies that they can adapt to any text they read"
(emphasis added Dole et al. 1991).
Becoming strategic is a developmental process; it occurs over time as students
encounter increasingly difficult texts and new situations. The same relatively
small set of strategies emerges quite early in children's development. Among
the most highly useful strategies are making predictions and drawing
inferences; self-questioning; monitoring comprehension; summarizing; and
evaluating. These strategies, individually, are not as important as a
"strategic approach" which allows readers to respond differently to different
topics, text, genres, and tasks.
Effective comprehenders often use several strategies at one time. In addition,
good readers use strategies in a flexible manner. Reading requires the
orchestration of a number of skills and strategies.
The Skill and Strategy Connection
According to Pearson, Dole,
and their colleagues (1991), strategies are "conscious and flexible plans that
readers apply and adapt to a variety of texts and tasks. . . . Skills, by
contrast, are viewed as highly routinized, almost automatic behaviors." Skills
are generally thought to be less complex than strategies, which, in fact,
generally require the orchestration of several skills.
For example, while summarizing is an effective comprehension strategy, readers
cannot summarize texts well without an array of skills. Summarization is
likely to help young readers understand and appreciate Mark Teague's lovely
fantasy, Lost and Found. However, in order to do this successfully,
children would need to pay careful attention to the sequence of events and
they need to note surprising details.
Strategies require using several skills or abilities in concert. Individual
skills can be very important under some circumstances, but they are generally
not, by themselves, sufficient to accomplish the complex jobs required of
mature readers and writers. No one set of skills is always linked to a
particular strategy. Instead, strategies comprise skill combinations that
involve a degree of critical thinking, thoughtful selection, and self-control,
which is not true for skills. Thus, they are cognitively more complex, but
also more versatile.
As important as strategies are, they generally are not acquired without at
least some explicit instruction and attention from the teacher. Effective and
mature readers can recruit a variety of skills under any number of
circumstances to respond to the varying demands of different texts and
different tasks. Even highly skilled readers may not have a flexible and
strategic approach to reading. Unlike other aspects of reading, exposure and
experience alone do not appear to ensure controlled knowledge and use of
strategies.
What Should Comprehension Instruction Look Like?
Fortunately,
students can acquire fluency, learn to be strategic, and learn to comprehend
more deeply. Even better, we have fairly good information about the type of
instruction that promotes good comprehension in students. It is very clear
that extensive reading practice is essential in building both fluency and
knowledge. It is equally clear that good, explicit instruction in some areas
provides additional benefit to students. The National Reading Panel (2000)
concluded that there are eight types of instruction that are especially
effective in teaching students to comprehend. We will discuss each of these
types of instruction (highlighted below) within this somewhat broader
framework of instruction:
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Reading Opportunity
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Instructional Support for Comprehension in which we discuss graphic
organizers, story structure, pre-reading activities, guided reading,
questioning strategies, and fluency
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Explicit Instruction in which we discuss comprehension monitoring,
summarizing, and multiple-strategy teaching
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The Added Value of Discussion, in which we describe appropriate cooperative
learning opportunities for reading instruction, question answering, and
question generation approaches
Provide Extensive Opportunities for Exposure and Practice
Both
our own common sense and decades of research highlight the importance of
practice in learning to read. There is a strong association between voluntary
reading and writing and general reading and writing achievement (Greaney 1980;
Morrow 1983). The amount of time children spend reading books is strongly
linked to reading comprehension and reading achievement gains (Anderson,
Wilson, and Fielding 1988; Taylor, Frye, and Maruyama 1990).
What may not be quite so evident is how important reading practice is to
developing both the ability to comprehend and general cognitive competence. As
Stanovich (1992) has argued, ". . .reading does make people smarter." In part,
this conclusion comes from the fact that wide reading promotes vocabulary
development. Research summaries by two recent commissions concluded that both
overall exposure to print and independent reading promote and develop
vocabulary, reading fluency, and comprehension (National Reading Panel 2000;
Snow, Burns, and Griffin 1998). Importantly, ". . .exposure to print is
efficacious regardless of the level of the child's cognitive and reading
abilities. We do not have to wait for 'prerequisite' abilities to be in place
before encouraging free reading" (Stanovich 1992).
Recent research also suggests that extensive reading practice as part of a
planned instructional program is a distinguished characteristic of successful
schools in all demographic regions. In successful schools, primary grade
children engaged in continuous text reading between twenty and thirty minutes
each day, while intermediate grade children read as much as an hour a day (see
Lipson et al. 2000; Taylor and Pearson, in press). In less successful schools,
the amount of text reading time was significantly less. Therefore, effective
reading programs must include ample opportunity for students to read
appropriately leveled texts. To accomplish this, classrooms must include a
large and accessible collection of books (Morrow et. al. 1999; Mosenthal et
al. in press; Neuman 1999).
Students must read and create authentic materials if they are going to become
genuinely strategic (Brown, Collins, and Deguid 1989; Duffy 1993; Resnick
1987). Although short, contrived texts can be helpful in introducing a skill
or strategy to students, students will not be able to develop effective
comprehension strategies like monitoring, summarizing, and self-questioning
unless they are reading increasingly complex material of appropriately
substantial length. Nor will they develop and acquire the rich vocabulary and
broad understanding of text structure required to become a reader with
excellent comprehension.
This balance is especially delicate in the early grades and for students
acquiring English as a second language (ESL), when they may not be able to
read materials that will challenge and develop their comprehension abilities
and background knowledge. Consequently, many authors recommend using teacher
read alouds for comprehension instruction while at the same time using more
controlled text for beginning readers to practice word-level skills and
strategies (Honig, Diamond, and Gutlohn 2000).
Importantly, different materials require different approaches, combinations,
and degrees of effort. The flexible and intentional aspects of strategy
instruction really only develop when students read (or hear) fine literature,
excellent nonfiction, and a wide range of other real-world materials.
Support Comprehension
Because opportunity and experience are so
central to the development of vocabulary and comprehension, teachers must find
ways to provide access to texts. Independent reading of texts is important,
and a regular silent or quiet reading time should be a part of every classroom
routine. In addition, however, teachers need to support students so that they
can read and comprehend materials that are just out of their independent reach.
Teachers can support students' comprehension by providing support for reading
before they begin reading by building background, introducing key vocabulary,
and activating existing knowledge. Good instruction should involve solid
pre-reading engagement with ideas, words, and organizational schemes so that
students' comprehension is improved. According to Anderson et al. (1985),
"Using instructional time to build background knowledge pays dividends in
comprehension" and "useful approaches to building background knowledge prior
to a reading lesson focus on the concepts that will be central to
understanding the upcoming story, concepts that children either do not possess
or may not think of without prompting." Although none of these instructional
activities is new or novel, teachers usually do not spend enough time on these
parts of their instructional plan.
In addition, teachers can enhance students' understanding through
instructional scaffolding. Scaffolding had been described as any assistance
that allows someone to solve a problem, carry out a task, or achieve a goal
that he or she could not accomplish without support (Wood, Bruner, and Ross
1976). Graphic organizers and visual maps are among the very best types of
scaffolding for literacy (National Reading Panel 2000).
For narrative texts, story maps work very well. At first, children can be
taught a generic map that includes the major elements of story grammar (see
earlier discussion of stories). Later on, children can be supported in reading
more complex stories by providing maps that frame the particular story they
are reading. Sometimes stories are best understood by attending to
relationships among the events and not in terms of classic story grammar.
Expository texts are often more complex and variable, so graphic organizers
can be especially helpful to young or less-skilled readers. Again, it is
important to make sure that the graphic organizer highlights the major
organizational pattern of the specific text being read so that the children's
comprehension is supported as they "fill in" the parts that will guide them
through the selection. As children gain expertise, they should be encouraged
to create their graphic depictions of the material they are reading.
Not all children need extensive support during reading, and the degree of
support will likely vary depending on the type of text and the students'
familiarity with the content of the piece. Many ELL students can benefit from
enhanced support. For students who need it, teachers can help promote
comprehension by supplying additional information about vocabulary and key
concepts; model appropriate comprehension strategy use or support students'
efforts to use strategies themselves; and prompt discussion through skillful
use of questioning (see discussion below).
A comprehensive reading program should include provisions for flexible and
varied supported guided reading of text and effective graphic supports. In
addition, it should highlight key concepts and build background for students
who need it. The program should also make provisions for text rereadings, sing
tapes, and/or simplified summaries for additional experience and practice.
Teach Comprehension Explicitly
Although extensive practice and
good supportive reading opportunities are necessary and generally effective,
they are not sufficient for many children. Many children require explicit
instruction in how to comprehend.
Some students do acquire strategies and learn to use them efficiently without
explicit instruction. As we noted earlier, however, sophisticated use of
strategies and coordinated skills usually require explicit teaching (Paris,
Lipson, and Wixson 1983; Paris, Wasik, and Turner 1991). A good reading
program must attend to students' strategic reading development throughout the
grades. Since it appears that a relatively small set of strategies is used
across many ages, grades, and/or tasks, it makes sense to teach these
strategies in all grades. The strategies don't change, but students (in
kindergarten and first grade) can use a summary strategy, for example, that
includes telling the beginning, middle, and end. By sixth grade, student
summarizations would attend to character, plot, problem-solutions, and
resolutions.
During explicit instruction, teachers employ a variety of techniques: direct
explanation, modeling, guided practice, feedback, and application (Dickson,
Collins, Simmons, and Kameenui 1998). Direct explanation is important, because
researchers have demonstrated that many students do not seem able to extract
critical information from their experiences. They need the teacher to explain
exactly what (strategy e.g.) they are learning, how to use it, and why it is
important. In addition, students benefit from teacher modeling of complex
strategies. As teachers "think aloud" about their cognitive actions, students
can see how they could replicate these activities. Guided practice is
especially important because strategic reading seems to require that students
have "conditional" knowledge regarding the strategies they are learning
(Paris, Lispson, and Wixson 1983). This explicit instruction should make clear
to students the value of using a particular strategy, or strategies, and
should model for students appropriate mental processes. Then, during guided
practice, teachers should let students know when and why (conditional
knowledge) to use these strategies during reading and writing tasks. As
children use their newly acquired strategies in supported contexts, teachers
can provide feedback. Finally, children must have ample opportunities to apply
the strategies to new texts so that they can acquire independence and
self-control.
Discussion Provides Added Value
Researchers have recently found
that literature discussion promotes motivation for reading and can also
improve students' comprehension. There are any number of possible ways to
promote literature discussion, and different approaches appear to benefit
children in slightly different ways. As the National Reading Panel (2000) has
noted, research supports the effectiveness of cooperative grouping and also
any approaches that improve students' question-answering and
question-generating abilities. Two approaches to literature discussion that
have strong research foundations are "Book Club", developed by Raphael and her
colleagues (see McMahon, Raphael, Goatley, and Pardo 1997) and "Question the
Author" (QtA) developed by Isabel Back and her colleagues (Beck et al. 1996;
Beck, McKeown, Hamiliton, and Kucan 1997).
Whereas discussion is just one component of Book Club, it is the major feature
of QtA. Since the primary purpose for QtA is to help students build
understanding from text to increase and improve comprehension, we will
describe this approach in some detail. The research base for QtA is
impressive. Beck et al. (1996) report that, in QtA classrooms, teacher
questions and student responses become more meaning-oriented and that students
become more active participants in discussion. In addition, when students
responded to teacher queries, they were more likely than other readers to go
beyond verbatim responses, integrating their own prior knowledge, inferences,
or hypotheses in their answers. Importantly, during discussions, students were
also much more likely to initiate their own questions and comments.
Conclusion
Successful comprehension instruction requires a
sophisticated literacy program, one that includes: diverse literature, both
fiction and nonfiction; many opportunities for independent and supported
practice; thoughtful instruction before, during, and after reading; explicit
teaching of comprehension skills and strategies; and cooperative,
collaborative discussion of texts. Because there is such overwhelming
consensus about good, research-based instruction in the area of comprehension,
educators should expect their commercial programs to support effective
practice in each of these areas.
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